Careers/Postings
Accounting & Compliance International (ACI) is the premier provider of broker dealer accounting and compliance services on Wall Street. We work closely with broker dealers and investment advisors to provide quality consulting services. For the benefit of our clients, ACI presents the following opportunities. Openings are listed below as they become available. Contact: Diana Kearns dkearns@acisecure.com
Employment Opportunities
Position: Research Principal (Series 86/87)
Company: Anonymous
ACI client seeks Research Principal. Series 86 or Series 87 license required. Contact us with salary requirements.
Position: Compliance Officer (Series 24)
Company: TBD
ACI specializes in providing start-up broker dealers with guidance on completing their FINRA New Membership Application and upon occasion is asked to assist with staffing for the Chief Compliance Officer position (Series 24). ACI has successfully assisted clients in placing a full time individual into the Series 24 position and then providing the training and back office support for that individual needed to run a successful department. Applicants should have sufficient knowledge of the securities industry to serve as or support the Chief Compliance Officer for a FINRA member firm. Candidates will be contacted based on experience and qualifications as client-related opportunities become available. Respond with salary requirements.
Message Board
Seeking Prospective Buyer for a Broker Dealer - Proprietary Trading
Broker dealer for sale. Proprietary Trading. Contact ACI if you are a interested in purchasing.
