Careers

Regulatory Compliance Professional

Accounting & Compliance International

New York, New York


Job Details:

ACI, the premier compliance consulting firm on Wall Street, is looking for consummate compliance professionals able to assist broker dealers, investment advisors, and hedge funds.  Individual(s) will function as consultants to some of the world’s preeminent financial services firms.  Candidate(s) must have bachelors degree or higher and be based in New York City.  ACI is experiencing phenomenal growth and seeks motivated, career minded compliance professionals desiring to join our team.
 

Candidate Requirements:

FINRA Principal licensing required.  JD or CPA in lieu of the aforementioned will be considered.

Join the fastest growing compliance firm on Wall Street. ACI has always selected exemplary talent in the compliance, accounting and legal fields of expertise. We receive at least 30 resumes a day; show us why you are better than the rest.


Salary/Benefits:

Initial starting salary will depend upon experience and an introductory package will be provided as a chance to show us your abilities. Upon subsequent illustration of stellar skills, motivation and initiative, consultants graduate to industry standard pay scale with benefits. If not NYC based, ACI is offering to sponsor entry into its independent contractor model wherein the firm will supply business cards, marketing material, professional team expertise and all the necessary ingredients to establish an independent contractor business anywhere in the United States.



Series 24 Wanted

Accounting & Compliance International (ACI) is the premier provider of Broker Dealer Accounting and Compliance Services on Wall Street.  We are looking for Series 24 professionals to fill full-time management positions at various broker dealer firms.

Applicants should have sufficient knowledge of the securities industry to serve as the primary Chief Compliance Officer for a FINRA member firm.  Prior experience as a compliance officer is strongly recommended.

Please reply to Diana Kearns at
dkearns@acisecure.com with resumes and proof of licensure.

Accounting & Compliance