Regulatory Compliance Consulting

For many years, ACI was a provider of compliance consulting services in the broker dealer community. However, in 2012 we consolidated our services to focus primarily on regulatory financial reporting. Our years of experience ensure that we understand the important and close relationship between compliance and accounting at a broker dealer.

We have partnered with the leading compliance consulting firms in the industry to ensure our clients are receiving the same high quality care on the compliance spectrum that we provide on the accounting spectrum.

We encourage any firm needing compliance consulting (including independent broker-dealers and the broker-dealer affiliates of major financial institutions, investment advisors, hedge funds, and audit companies) to reach out to the ACI management team to assist in finding the right fit for your compliance needs.

Give us a call at 212-668-8700, or follow the contact form link below to learn more.