Continuing Education for Hedge Funds

ACI works with our clients to develop comprehensive compliance programs to meet SEC Regulations. We currently service Broker Dealer Firms and Investment Advisors to help them meet requirements within their compliance programs for a continuing education program. ACI provides this same service to Hedge Funds, who will most likely be regulated by the SEC by December 31, 2009 and recommends that clients include as part of their compliance program the continuing education aspect that is already specified by FINRA for Broker Dealer firms. ACI can work the continuing education component into the firm's supervisory procedural manual to insure that the internal processes promote best practices in financial services compliance.

To inquire into ACI's Continuing Education services, contact us at info@acisecure.com.