Events Calendar
ACI maintains a presence at some of the most notable accounting and compliance events in the financial industry in order to remain current with the latest industry developments in an ever-changing landscape. Recognized as experts within their respective industries, members of ACI's team will be speaking at or attending several accounting and compliance events over the next few months. To schedule one of our speakers or learn more about our upcoming events contact dkearns@acisecure.com.
2010 EVENTS - UPCOMING ENGAGEMENTS
NSCP New England Regional - Speakers: Rick Nummi, Esq Executive Consultant, ACI and Dave Sobel, Esq
Location: Boston, MA
Dates: March 22, 2010
Brochure: Workshop Session III (2:15-3:30PM) III(a) BD - Conducting Internal Compliance Reviews
NAIBD Spring Symposium
Location/Dates: TBD, April
FINRA Annual Conference
Location: Baltimore Marriott Waterfront Hotel, Baltimore, MD
Dates: May 26th 2010 - May 28th 2010
Presence: Attending and Prospective Sponsor
NSCP East Coast Regional - Speakers: Rick Nummi, Esq Executive Consultant, ACI and Dave Sobel, Esq
Location: New York, NY
Dates: June 7, 2010
NSCP National Meeting
Location: Baltimore, MD
Dates: November 1-3, 2010
Presence: Sponsor
FSX Financial Services Exchange Conference
January 28-30, 2010
Ritz Carlton Dallas, TX
Topic: Broker Dealer Compliance
Keynote Speaker: Rick Nummi, Esq Executive Consultant, ACI
ACI and Holtz Rubenstein and Reminick Present
Auditing Broker Dealers in a Post-Madoff World
December 3, 2009
Essex House, New York, NY
Topic: Examining new Regulatory Requirements, Developing a Compliance Program, Navigating the Year-End Audit
Speaker: Rick Nummi, Esq Executive Consultant ACI
FTF News Hedge Fund Compliance & Risk: A Self-Help Guide
December 2, 2009
Bayards, New York, NY
Topic: Compliance Program: How to Build, Implement, Assess and Document
Chairperson’s Opening Remarks
Speaker: Rick Nummi, Esq. Executive Consultant, ACI
FSX Financial Services Exchange Conference
October 29-31, 2009
Ritz Carlton Philadelphia, PA
Keynote Speaker: Broker Dealer Compliance Post-Madoff
Presenting Company Accounting & Compliance International
Speaker: Rick Nummi, Esq. Executive Consultant, ACI
NAIBD Fall Symposium
October 23, 2009
NYSE New York, NY
Topic: Technology Panel II – How to be Compliant Using Technology & Using Technology to Meet Compliance
Speaker: Rick Nummi, Esq. Executive Consultant, ACI
Jefferies Hedge Fund Regulation Seminar
October 15, 2009
New York, NY
Topic: Current rule changes, requirements, impact on the marketplace, time frames
Speaker: Rick Nummi, Esq. Executive Consultant, ACI
HedgeCo How to Start a Hedge Fund Panel
October 13, 2009 U.S. Trust Building New York, NY
Topic: Hedge Fund Compliance Post-Madoff
Speaker: Rick Nummi, Esq. Executive Consultant, ACI
NSCP National Membership Meeting
October 5-7, 2009
Marriot Downtown, Philadelphia, PA
Topic: IA Workshop: Your Compliance Empire - Balancing masters, Territories you have to cover, Staffing levels, Training your elite force
Speaker: Rick Nummi, Esq. Executive Consultant, ACI
FTF News How to Launch a Hedge Fund Seminar
September 22, 2009
Bayards New York NY
Topic: Compliance Issues
Speaker: Rick Nummi, Esq. Executive Consultant, ACI
FTF News How to Launch a Hedge Fund Seminar
June 3, 2009
Bayards New York, NY
Topic: Compliance Issues
Speaker: Rick Nummi, Esq. Executive Consultant, ACI
April 21, 2009
Bayards New York, NY
Topic: Best Practices for Managing Counter-party Risk for Hedge Funds
Speaker: Rick Nummi, Esq Executive Consultant, ACI
