Hedge Fund Compliance

ACI recommends hedge fund advisors think about the following compliance areas when developing a compliance program for the investment advisor to the hedge fund. These areas include: development of a compliance program complete with an Investment Advisor Registration plan, a clear outline of supervisory responsibilities for the Chief Compliance Officer (CCO), a tailored compliance manual shaped around the firm's unique risks, and an annual audit of the hedge fund compliance program.

ACI can work with the hedge fund advisor to develop a customized compliance program with firm risks in mind and addressed in the investment advisor compliance manual. ACI can provide training to the firm's Chief Compliance Officer (CCO) and offers consulting support regarding developing and maintaining the firm's compliance program. ACI can also provide Investment Advisor Registration services to new firms and work with existing firms on changes to registration status.


Hedge Fund Advisor Compliance Services:


To speak to an ACI consultant regarding compliance for your Hedge Fund Advisor or Investment Advisor Registration contact info@acisecure.com.

Contact ACI

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