Hedge Fund Compliance
Hedge Fund compliance regulations are expected to increase under the watchful eye of the SEC, and what is more, investors are more concerned than ever that their fund managers are meeting compliance best practices. Developing your hedge fund’s compliance program is now more important than ever. As investors look to conduct more due diligence before entering into business transactions, a strong and proven compliance program will be critical for your hedge fund; whether you are just launching or are more established compliance is key. By outsourcing your hedge fund’s compliance program to ACI, you can ensure that you meet all hedge fund compliance regulations and can focus completely on conducting your firm’s business with confidence.
ACI’s compliance back-office outsourcing services are designed specifically to meet your Hedge Fund’s unique compliance needs. Whether you want to outsource your full compliance program or only a specific part of it, ACI can provide a cost-effective program tailored to your exact needs. We help your firm to keep up to date with the regulations that specifically affect Hedge Funds and to develop your hedge fund compliance programs to meet these requirements. As Hedge Fund regulations increase, they will likely resemble regulations currently in place for Investment Advisors. To keep your firm current and compliant we recommend all hedge funds develop a compliance program complete with a Registration plan, a CCO, a Compliance Manual, and an Annual Audit.
We are able to help your firm complete registration forms (filed or unfiled), train your chief compliance officer, write or update your compliance manual, and conduct a mock-SEC audit that allows you to have a third party perspective brought in for an annual review. In addition, we also provide risk management, due diligence, and advertising and marketing review services specifically geared toward the unique risks of Hedge Funds.
Hedge Fund Compliance Services
ACI’s compliance back-office outsourcing services are designed specifically to meet your Hedge Fund’s unique compliance needs. Whether you want to outsource your full compliance program or only a specific part of it, ACI can provide a cost-effective program tailored to your exact needs. We help your firm to keep up to date with the regulations that specifically affect Hedge Funds and to develop your hedge fund compliance programs to meet these requirements. As Hedge Fund regulations increase, they will likely resemble regulations currently in place for Investment Advisors. To keep your firm current and compliant we recommend all hedge funds develop a compliance program complete with a Registration plan, a CCO, a Compliance Manual, and an Annual Audit.
We are able to help your firm complete registration forms (filed or unfiled), train your chief compliance officer, write or update your compliance manual, and conduct a mock-SEC audit that allows you to have a third party perspective brought in for an annual review. In addition, we also provide risk management, due diligence, and advertising and marketing review services specifically geared toward the unique risks of Hedge Funds.
Hedge Fund Compliance Services
• Registrations
• Hedge Fund Manual
• Mock SEC Audits
• Advertising & Marketing Review
• Regulatory Filings
• Internal Investigations
• Continuing Education Programs
Contact Us: To receive a complimentary compliance consultation email info@acisecure.com or fill out our contact form.
