Hedge Fund Manuals

FINRA 3010 places supervisory controls on all firms that require them to develop a written manual of their procedures and processes that can then be reviewed and assessed for compliance on an annual basis.

ACI works with our hedge fund clients to identify the procedures and processes specific to their industry in order to develop the company’s supervisory manual with the specific industry and company in mind. In addition to writing the supervisory manual specific to hedge funds, ACI also manages the annual review of the manual, updates to the procedures, and electronic filing of the principal appointment to monitor the firm’s manual and supervisory controls for compliance. 

To inquire into ACI's Hedge Fund Manual services, contact us at info@acisecure.com.