Press
12/16/09 – Grapevine (HedgeFundAlert)
http://simplystaticmp.com/pdf/ACI2.pdf
11/22/09 - What new regulation bodes for retirement (By Richard Nummi, ACI)
Like the winds of war that swept through the antebellum South in the opening scenes of "Gone with the Wind," the investment and retirement world we know is changing and about to end badly. New regulation will reshape the landscape in ways that probably will make retirement more difficult for your clients.
http://www.investmentnews.com/article/20091122/REG/311229992
11/15/09 - Compliance departments on red alert for insider trading (Rick Nummi Quote, Investment News)
"This is the hottest topic right now," said Rick Nummi, executive consultant at Accounting and Compliance International. "At least once a week, we are getting calls from clients to come in and do a presentation on insider trading."
http://www.investmentnews.com/article/20091115/REG/311159975
11/5/09 - Hedge Fund Registration is Likely to be Required by the End of 2009 - How to Prepare Your Fund (By Diana Kearns, ACI)
http://www.hedgeco.net/news/11/2009/hedge-fund-registration-is-likely-to-be-required-by-the-end-of-2009-%E2%80%93-how-to-prepare-your-fund.html
1/11/10 Reprint (Hedge Tracker)- http://www.hedgetracker.com/article/Hedge-Fund-Registration-is-Likely-to-be-Required-early-this-Year-How-to-Prepare-Your-Fund
9/29/09 - COMPLIANCE WATCH: Trace Reporting A Strain On Compliance (Rick Nummi, Quote, WSJ)http://online.wsj.com/article_email/BT-CO-20090929-712321-kIyVDAtMEM5TzAtMTIwMDEwWj.html?mg=com-wsj
6/30/09 - In a New Era of Trading and Broker Compliance: Are your current practices putting you at risk? (Webinar, Rick Nummi)
https://event.on24.com/eventRegistration/EventLobbyServlet?target=registration.jsp&eventid=151922&sessionid=1&key=4DCD1BAEFB1BAD9DD15CB9A2E50BEE1B&sourcepage=register
