finra Archives — Page 4 of 11 — ACI

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FINRA Announces SFAB, NAC and District Committee Election Results and Appointments

December 15, 2017/in Informational, News/by Shannon Sanderson

Jay Gettenberg of ACI is now a District 10 Small Firm Representative.

Broker Dealer, Investment Adviser Firm, Agent and Investment Adviser Representative, and Branch Renewals for 2018

November 13, 2017/in Informational, News, Regulatory Updates/by Shannon Sanderson

http://www.finra.org/industry/notices/17-35

FINRA to Streamline Competency Exams – www.FINRA.org

November 6, 2017/in Informational, News, Regulatory Updates/by Shannon Sanderson

http://www.finra.org/investors/highlights/new-finra-exam-open-doors-financial-industry

FINRA Plans BrokerCheck Changes, Remote Exams – www.ThinkAdvisor.com

November 6, 2017/in Informational, News, Regulatory Updates/by Shannon Sanderson

http://www.thinkadvisor.com/2017/10/06/finra-plans-brokercheck-changes-remote-exams?page=1&slreturn=1509990198