Accounting & Compliance International Services
ACI believes that complying with regulatory requirements should be business enhancing, not hindering. That belief is why ACI works with or clients to provide cost-effective and comprehensive programs that meet the firm's business and regulatory needs. ACI is a premier service provider of accounting and FINOP services for broker dealers and compliance consulting, audit, and software solutions for broker dealers, investment advisors and hedge funds.
Accounting and FINOP Services
ACI's accounting team brings our clients over 25 years of experience handling the full range of accounting services for financial industry clients. We provide oversight and accuracy to our clients in all accounting matters, including, but not limited to bank reconciliation, brokerage statement analysis, financial statement preparation, preparation of monthly net capital, FOCUS reporting, Fin-Op outsourcing, FINRA examination support, and entity/personal taxation.
ACI's compliance outsourcing programs are customized to meet the needs of the individual client. We manage the complete compliance process, allowing our clients to focus on the development of their businesses. The primary services that we offer our clients include, but are not limited to, registrations, risk assessments, due diligence, best execution, regulator filings, creating and maintaining a code of ethics, and providing well-refined compliance manuals. Our team will provide assistance in ensuring that your firm is fully compliant with FINRA, the SEC, or any other regulatory body that governs your business operations.
- Broker Dealer Compliance
- Investment Advisor Compliance
- Hedge Fund Compliance
- Futures Compliance
- Risk Management
We look forward to hearing from you. Please contact us by phone 212-668-8700 or info@acisecure.com.
