ACI FinOps for broker dealers

ACI’s Managing Partner, Jay Gettenberg, Will Be a Citrin Cooperman FINOP Roundtable Panelist

ACI Managing Partner, Jay Gettenberg, will participate in a November 12 virtual roundtable discussion on important issues FINOPs may face in the upcoming audit season.

The roundtable, sponsored by Citrin Cooperman, will bring together six industry veterans to provide insights and advice on a variety of topics, including the impact of the COVID pandemic on internal control changes, fixed asset and other impairments, and related issues.

Gettenberg, a member of FINRA’s Small Firm Advisory Committee (SFAC), will focus his remarks on amending membership agreements for the new guidance issued by the SEC and FINRA, PPP loan forgiveness treatment ASC 470 vs. IAS-20, and going concern evaluations under COVID-19.

The panelists will also discuss other topics such as:

  • Internal control changes resulting from COVID-19 and work from home
  • Fixed asset, goodwill, and intangible impairments as a result of COVID-19
  • Subsequent event considerations
  • Lease concessions and ASC 842

Citrin Cooperman partner John Cavallone, CPA, will moderate the discussion.

The roundtable will be 4:30 p.m. to 6 p.m. Eastern Time on November 12. Registration is free and 1.5 CPE credits will be offered.

For more information or to register click here.

ACI will continue to provide updates on our Resources page as we manage together through this challenging time. We hope everyone is taking proactive and precautionary measures to remain safe.