Entries by Jay Gettenberg

ACI Advocacy Brings Regulatory Clarity to Series 99 Ambiguity

In May 2025, FINRA issued a long-anticipated update to its Operations Professional Registration FAQ, clarifying that individuals who post journal entries but lack discretionary authority over capital are not required to register as Series 99 Operations Professionals under Rule 1220(b)(3)(A)(i)c. ACI executive management has actively engaged with senior FINRA staff on this in recent years, […]

ACI Featured in Commercial Observer

We are proud to see ACI’s upcoming relocation to One Seaport Plaza featured in Commercial Observer!  We want to extend our sincerest appreciation to Jack Resnick & Sons for welcoming us, to Rob Wizenberg of JLL for helping us secure the perfect space, and to Isabelle Durso and Commercial Observer for highlighting this exciting milestone. […]