Shannon Sanderson, Author at ACI

About Shannon Sanderson

This author has yet to write their bio.
Meanwhile lets just say that we are proud Shannon Sanderson contributed a whooping 32 entries.

Entries by Shannon Sanderson

Jay Gettenberg Becomes A Member of the FINRA District 10 Committee

October 25, 2017 in Informational, News /by Shannon Sanderson

FINRA is looking to help small Broker-Dealers Survive & Thrive

October 20, 2017 in Informational, News /by Shannon Sanderson

Per Investment News, FINRA’s new CEO, Robert Cook, is looking for ways to support the small broker-dealers. http://www.investmentnews.com/article/20171012/FREE/171019969/finra-wants-to-help-the-small-broker-dealer-cook?X-IgnoreUserAgent=1

The Impact of PCAOB and How ACI Can Help Reduce Audit Fees

April 27, 2017 in Regulatory Updates /by Shannon Sanderson

The Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 designated the Public Company Accounting Oversight Board as the regulatory agency responsible for overseeing the audits of all broker dealers registered with the Securities and Exchange Commission. Over the past 7 years, the PCAOB has performed extensive reviews of audit files, scrutinizing independence, documentation […]

ACI’s Attanasio Rings NASDAQ Closing Bell for Autism Awareness Month

April 20, 2017 in News /by Shannon Sanderson

April is World Autism Awareness Month and we at ACI were proud participants of “Light It Up Blue”. This campaign was started to increase understanding and acceptance of people with autism. Thousands of landmarks, homes and businesses in more than 150 countries were lit blue on Sunday, April 2, 2017. Iconic landmarks that participated, include The White House, the […]