Financial Accounting Resources & News
Our expert team keeps up on the latest filings from the SEC, FINRA, and the IRS to ensure our clients can efficiently minimize costs and risks while simultaneously maximizing reporting accuracy.
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Jay Gettenberg2024-12-17 20:42:442025-01-09 07:03:50Legacy & Leadership: ACI’s Next Chapter Begins
Paycheck Protection Program Reopens; ACI Clients Receive Loan Approvals
/in News/by Shannon SandersonThe SBA-backed Paycheck Protection Program (PPP) reopened on April 27, 2020 with $320 billion in additional funding.
More than 75% of ACI’s clients who have applied under PPP have obtained official SBA loan numbers this past week.
Paycheck Protection Program: What Small Broker-Dealers Need to Know Now
/in Regulatory Updates/by Shannon SandersonThe window is now open for businesses to apply for SBA-backed Paycheck Protection Program loans under the $2.2 trillion CARES Act.
ACI is sharing relevant sections of FINRA’s guidance regarding the net capital treatment of covered loans.
Regulatory Extensions Announced for COVID-19
/in Informational, News, Regulatory Updates/by Shannon SandersonEffective March 20, 2020, FINRA released FAQs related to the COVID-19 pandemic and the impact the virus will have on small FINRA member firms meeting various FOCUS Report and annual audit requirements over the coming months.
91 Percent of FINRA Member Firms Have 0 Percent Role on its Powerful Nominating Committee
/in Informational, News/by Jay Gettenberghttp://www.brokeandbroker.com/4725/FINRA-Nominating-Committee/