Financial Accounting Resources & News
Our expert team keeps up on the latest filings from the SEC, FINRA, and the IRS to ensure our clients can efficiently minimize costs and risks while simultaneously maximizing reporting accuracy.
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Jay Gettenberg
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Jay Gettenberg2015-11-30 13:21:142017-05-26 08:59:39Accounting & FinOp Services FAQ
FINRA Enforcement in 2018 by Joanna Belbey at FORBES
/in FAQ, Informational, News, Regulatory Updates /by Shannon Sandersonhttps://www.forbes.com/sites/joannabelbey/2017/12/30/how-financial-services-firms-should-expect-vigorous-enforcement-from-finra-in-2018/?utm_content=buffera6d0c&utm_medium=social&utm_source=linkedin&utm_campaign=buffer#1e250defd003
FINRA’s 2018 Regulatory & Examination Priorities Letter
/in FAQ, Informational, News, Regulatory Updates /by Shannon Sandersonhttp://www.finra.org/industry/2018-regulatory-and-examination-priorities-letter
FINRA Announces SFAB, NAC and District Committee Election Results and Appointments
/in Informational, News /by Shannon SandersonJay Gettenberg of ACI is now a District 10 Small Firm Representative.
Broker Dealer, Investment Adviser Firm, Agent and Investment Adviser Representative, and Branch Renewals for 2018
/in Informational, News, Regulatory Updates /by Shannon Sandersonhttp://www.finra.org/industry/notices/17-35