Financial Accounting Resources & News
Our expert team keeps up on the latest filings from the SEC, FINRA, and the IRS to ensure our clients can efficiently minimize costs and risks while simultaneously maximizing reporting accuracy.
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Shannon Sanderson
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Shannon Sanderson2017-04-20 13:38:382017-04-25 11:34:10ACI’s Attanasio Rings NASDAQ Closing Bell for Autism Awareness Month
FINRA Notice 15-43
/in Regulatory Updates /by Jay GettenbergSummary Effective Date: November 3, 2015 As required by Regulation Systems Compliance and Integrity (Regulation SCI), FINRA has adopted new Rule 4380 related to mandatory member firm participation in business continuity and disaster recovery (BC/DR) testing.1 The new rule authorizes FINRA to designate firms that must participate in FINRA’s BC/DR testing under Regulation SCI, which […]
FINRA Notice 14-45
/in Regulatory Updates /by Jay Gettenberg