FINRA Notice 15-49


Effective Date: December 12, 2015

The SEC approved a change to FINRA Rule 8312 (FINRA BrokerCheck Disclosure) to reduce the waiting period from 15 days to three business days for the release of certain information reported on the Form U5 (Uniform Termination Notice for Securities Industry Registration) through BrokerCheck.

The effective date is December 12, 2015.

See the attached pdf, for the full text:

pdf FINRA_Notice_15-49.pdf